With more than two decades in the financial services industry, Carrie Schneidman brings hands-on experience across investment banking transactions, broker-dealer operations, and regulatory supervision. Her career has been focused on supporting M&A, private capital raises, and alternative investment transactions, with a particular emphasis on private placements conducted under Regulation D.

Carrie has worked closely with independent investment banking firms and deal teams, overseeing transaction structures, due diligence materials, investor review, and regulatory compliance throughout the deal process. She has supervised a wide range of transactions, including mergers and acquisitions, growth capital raises, pre-IPO offerings, secondaries, and real estate investments.

In senior supervisory roles, Carrie has led regulatory examinations, managed SEC and FINRA inquiries, and implemented compliance frameworks designed specifically for boutique investment banking platforms. Her background in middle and back-office operations provides a practical, execution-focused perspective that enhances deal oversight and risk management.